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獨立資產管理部門提供一個全開放式的架構，為最負盛名的客戶提供最好的投資平台。

主要職責包括:

• 管理高淨值人士及家族客戶關係 
• 制定和實施量身定做的金融解決方案從而反映客戶的目標和需要
• 提供財富管理諮詢服務，並提供全球投資解決方案
• 確定各項宏觀環境中的投資市場機會
• 制定投資組合經營戰略，通過資產配置，達到分散風險和回報優化的投資目標
• 確保客戶的投資組合符合契定的管理框架
• 定期檢討投資組合表現和風險

條件要求:

• 至少10年的財富管理經驗，私人銀行者優先考慮
• 擁有大學學位，主修商業管，理金融或經濟學，特許財務分析師資格認證會額外優先考慮
• 擁有金融產品和服務的知識，包括銀行，信貸，資產管理，信託和財務顧問的概念，充分認識高淨值市場的財務需求
• 具有深厚客戶關係，在團隊的支持下，構建已有客戶投資組合
• 具備企業家心態和團隊精神並擁有成功政績
• 具有求知欲，創造力和個人誠信

 主要職責包括：

• 向投資總監報告及與客戶關係團隊向指定的客戶群提供投資方案
• 與私人銀行研究部門合作，找尋投資機會和提供投資組合諮詢
• 與其他投資團隊成員合作，達至協同效應最大化
• 提昇客戶滿意度和業務生產力，跟據客戶風險狀況作出方案調整
• 監控和跟進客戶投資佈署

條件要求:

• 強而廣泛的金融產品專業知識
• 具企業家精神，獨立的投資組合諮詢技能，能在壓力下工作
• 擁有金融法規知識和風險文化
• 具有優秀的人際關係技巧

Responsibilities:

• Provide corporate secretarial services including company formation and prepare board resolutions for affiliated companies of the Group;
• Maintain statutory filings and correspondence with relevant regulatory authorities;
• Manage staff on-boarding and off-boarding process, prepare employment contracts and HR related letters, as well as SFC licensing related matters;
• Review and verify client account opening documentation adhere to regulatory requirement and internal policies including KYC, CDD, AML, FATCA & AEOI;
• Liaise with various external partners, including private banks, brokerage house and custodians in relation to administrative issues;
• Coordinate with different business divisions, including frontline, operation, and management to streamline daily workflow; and
• Participate ad hoc task as assigned

Requirements:

• Diploma / Degree holder in Accounting & Finance, Business Administration, Secretarial Studies or related disciplines
• At least 2 years of relevant experience is preferred, gained from banking, securities brokerage or asset management
• Well versed in Company Ordinance, Securities and Futures Ordinance and other related regulations
• Detail oriented, good organizing and planning skills with sound business acumen
• Good command of written and spoken English and Chinese
• Proficient in Microsoft Office applications

Major responsibilities include:

• Post-trade processing of securities, fixed income and structured products in HK/overseas market  settlement in the back office system and prepare settlement reports
• Handling reconciliation and ensure discrepancies are rectified;
• Handling the client’s instructions on fund deposit/withdrawal and securities transfer instructions;
• Handling daily operations in CCASS including SI, ATI, cash prepayments, voting, entitlement options, eIPO / IPO application, etc.;
• Handling and monitoring corporate action events in HK/overseas markets for related custody clients;
• Assist for daily operation of discretionary accounts and produce internal portfolio reports; and
• Work on ad hoc task as assigned by management

Requirements:

• Secondary education or above
• At least 1 year of settlement experience in securities brokers operation, knowledge in fund management operation would be an advantage
• Sound experience in securities settlement, back office system and operation of CCASS, familiar with the settlement practices in HK and other global stock markets
• Good accounting and understanding of regulatory environment in relation to settlement issues
• Good command of written and spoken English and Chinese
• Good knowledge of IT would be an advantage